Brent A Cattani | Financial Professional | Phoenix, Arizona

Professional summary

Brent A Cattani is a registered financial advisor currently at PFG ADVISORS located in Phoenix, Arizona and OSAIC WEALTH, INC. located in Phoenix, Arizona.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brent has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**PFG Advisors Position: Financial Advisor Nature: Advisor will serve as an Investment Advisor Representative under the Priority Financial Group Advisors RIA. Activities may include financial planning, rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. Investment Related: Yes Hours: 160 Securities Trading Hours: 40 Start Date: 03/01/2015 Address: 1990 W Elliot Rd, Chandler AZ 85224 ***Cattani Family Trust Position: Co-trustee Nature: Co-trustee for my father's revocable living trust. Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 05/01/2013 Address: 3142 W 7600 N, Preston ID 83263 ***TruWest Wealth Management - DBA ***BASKETBALL REFEREE POSITION: Self-employed NATURE: Basketball referee for various youth basketball leagues. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2011 ADDRESS: 2649 E Jude Ln, Gilbert AZ 85298 DESCRIPTION: Basketball referee for various youth basketball leagues. ***CREDIT UNION FINANCIAL NETWORK POSITION: Agent NATURE: I run insurance business through Credit Union Financial Network. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/02/2012 ADDRESS: 1990 W Elliot Rd, Chandler AZ 85224 DESCRIPTION: I run insurance business through Credit Union Financial Network. ***TRUWEST CREDIT UNION POSITION: Financial Advisor NATURE: Not-for-profit Cooperative INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 140 START DATE: 10/19/2009 ADDRESS: 1990 W Elliot Rd, Chandler AZ 85224, United States DESCRIPTION: Provide financial advice and investment solutions to credit union members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent A Cattani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2018 - Present

PFG ADVISORS

Office #1: 5136 E. Roosevelt, Phoenix, AZ 85008Office #2: 1990 W. Elliot Rd, Chandler, AZ 85224Office #3: 7333 Via Paseo Del Sur, Scottsdale, AZ 85258Office #4: 1982 W. Main Street Ste 104, Mesa, AZ 85201Office #5: 64 E. Pecos Rd, Gilbert, AZ 85295Office #6: 1345 W. Warner Rd, Tempe, AZ 85284Office #7: 6550 E. Superstition Springs Blvd, Mesa, AZ 85206Office #8: 3431 W. Thunderbird Rd Ste 15, Phoenix, AZ 85053

RIA

CRD#: 173344

Phoenix, AZ

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 5136 E Roosevelt, Phoenix, AZ 85008Office #2: 1990 W Elliot Rd, Chandler, AZ 85224

RIA

BD

CRD#: 23131

PHOENIX, AZ

Past

October 10, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

BD

CRD#: 10205

PHOENIX, AZ

Past

October 22, 2009 - October 11, 2017

LPL FINANCIAL LLC

BD

CRD#: 6413

TEMPE, AZ

Past

December 4, 2007 - September 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

MESA, AZ

Past

August 19, 2005 - December 21, 2007

CHASE INVESTMENT SERVICES CORP.

BD

CRD#: 25574

GILBERT, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(8/21/2018)

RR

Arizona
(6/14/2024)

RR

California
(6/14/2024)

RR

Colorado
(6/14/2024)

RR

Illinois
(6/14/2024)

RR

Iowa
(6/14/2024)

RR

Nevada
(6/14/2024)

RR

New Mexico
(6/14/2024)

RR

Ohio
(6/14/2024)

RR

Pennsylvania
(6/14/2024)

IAR

Texas
(11/2/2023)

RR

Texas
(6/14/2024)

RR

Utah
(6/14/2024)

RR

Washington
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 8/17/2018

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 8/25/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/25/2007

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 8/18/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

RR

FINRA

Current Firm

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

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Contact information

Main Address

3200 N. Central Ave Suite #200, Phoenix, AZ 85012

Mailing Address

Phone number

(800) 405-8850

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE AS OF NOVEMBER 10 2025 (11/10/2025)

WRAP FEE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	13,550
AUM (Assets Under Management)	$ 3,083,491,501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brent A. Cattani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent A Cattani's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

PFG ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/17/2018

Series 63

Date: 8/25/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2007

Series 6

Date: 8/18/2005

FINRA

Current Firm

PFG ADVISORS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG ADVISORS

TRUST BUT VERIFY

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