Joan M. Sharrott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joan Meredith Sharrott was a registered financial professional .
Joan is a previously registered financial professional and started their career in finance in 1977. Joan had worked at 3 firms and has passed the Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1989 - February 21, 2014
FIRST AMERICAN MUNICIPALS, INC.
October 9, 1984 - January 9, 1989
MATTHEWS & WRIGHT CAPITAL, INC.
February 2, 1977 - January 9, 1989
MATTHEWS & WRIGHT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AMERICAN MUNICIPALS, INC.
CRD#: 23740 / SEC#: , 8-40696
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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