Joshua E. Bossuat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Edward Bossuat, who also goes by J. Edward Bossuat, Joshua E Bossuat, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2006. Joshua had worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2022 - February 18, 2025
NEWBRIDGE SECURITIES CORPORATION
December 19, 2018 - March 14, 2022
BOUSTEAD SECURITIES, LLC
March 28, 2016 - March 14, 2022
SUTTER SECURITIES INCORPORATED
April 1, 2014 - March 11, 2016
SRA CAPITAL MANAGEMENT LLC
September 1, 2011 - March 11, 2016
SECURITY RESEARCH ASSOCIATES, INC.
August 9, 2011 - August 19, 2011
BEDMINSTER FINANCIAL GROUP, LIMITED
September 29, 2009 - March 25, 2011
MULTIPLE FINANCIAL SERVICES, INC.
September 28, 2009 - March 25, 2011
MULTIPLE FINANCIAL SERVICES, INC.
June 11, 2008 - September 24, 2009
ONEAMERICA SECURITIES, INC.
April 24, 2008 - September 24, 2009
ONEAMERICA SECURITIES, INC.
October 16, 2006 - October 9, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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