Kimberly M. Mcgee-sims
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Michelle Mcgee-sims, who also goes by Kimberly Michelle Mcgee, Kimberly M. Mcgee-sims, Kimberly Michelle Sims, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2005. Kimberly had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2006 - March 19, 2012
VOYA FINANCIAL PARTNERS, LLC
December 19, 2006 - March 19, 2012
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
December 19, 2006 - March 19, 2012
VOYA FINANCIAL PARTNERS, LLC
October 27, 2005 - December 5, 2006
MORGAN STANLEY DW INC.
September 7, 2005 - December 5, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
