IM
Isahi Medina
CENTAURUS FINANCIAL
Upland, CA 91786
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CRD#: 5013965
IM
Professional summary
Isahi Medina, who also goes by Isahi Guerrero, Mia Medina, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Upland, California.
Isahi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Isahi has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isahi Guerrero | Mia Medina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. POSITION: Chief Operating Officer NATURE: DBA for marketing purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2005 ADDRESS: 818 N. Mountain Ave., Suite #200, Upland CA 91786, United States DESCRIPTION: Responsible for managing daily operations and implementing business strategies within the realm of business development. 2. FINANCIAL FITNESS POSITION: Podcast co-host NATURE: Podcast Channel INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2024 ADDRESS: 818 N Mountain Ave., Suite #200, Upland CA 91786, United States DESCRIPTION: -Anything discussed in this podcast is concept only. securities or insurance products will not be discussed-Financial Investing 101: Difference between NQ and Q/ Types of accounts, difference between Financial Advisors and how they run their business-Trust 101: Terminology-When we bring guest speaker, topics will vary. These episodes will discuss the guest profession-Examples of speakers will include:-Fitness Instructors; Discuss Fitness & Impact on everyday life-Doctors: Discuss Health related Topics-Different Business Owners: Discuss how they built their business and share their expertise. 3. 1ON1FINANCIAL EDUCATION POSITION: Educator NATURE: An platform dedicated to financial education for people of all ages regarding, budgeting, investing, retirements, debt, taxation and money management INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2024 ADDRESS: 818 N. Mountain Ave. Suite #200, Upland CA 91786, United States DESCRIPTION: Developing comprehensive online courses to educate users on various financial topics
CRS (Client Relationship Summary) - RIA
Click below to view Isahi Medina's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Isahi Medina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2019 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 818 North Mountain Ave. Suite #200, Upland, CA 91786RIA
BD
CRD#: 30833
Upland, CA
Current
July 18, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 818 North Mountain Ave. Suite #200, Upland, CA 91786RIA
BD
CRD#: 30833
Upland, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/20/2024)
IAR
Arkansas(9/20/2024)
RR
California(11/19/2018)
IAR
California(5/6/2019)
IAR
Illinois(10/6/2025)
IAR
Michigan(10/30/2025)
IAR
New York(8/28/2025)
RR
Oregon(8/20/2024)
IAR
Oregon(8/28/2024)
RR
South Carolina(8/22/2024)
IAR
South Carolina(2/26/2025)
RR
Tennessee(8/12/2025)
RR
Texas(7/31/2024)
IAR
Texas(7/31/2024)
RR
Utah(6/13/2024)
IAR
Utah(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
