Caitlin S. Cann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caitlin S Cann, who also goes by Caitlin S Cann, Caitlin D Shanahan, was a registered financial professional .
Caitlin is a previously registered financial professional and started their career in finance in 2006. Caitlin had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - November 27, 2017
DEMOCRACY FUNDING LLC
April 4, 2008 - December 4, 2015
REALTY CAPITAL SECURITIES, LLC
February 23, 2006 - June 12, 2007
BOSTON CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DEMOCRACY FUNDING LLC
CRD#: 122804 / SEC#: , 8-65533
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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