AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PJ

Phillip A. Johnson

Some features on this profile are disabled
CRD#: 501352
PJ

Professional summary

Phillip Andrew Johnson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Phillip is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Phillip had worked at 6 firms, which includes D.H. HILL ADVISORS INC., D.H. HILL SECURITIES LLLP, TRUIST INVESTMENT SERVICES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, TANLEY AND OAKLEY INVESTMENT CO..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 23, 2016 - December 31, 2017

D.H. HILL ADVISORS, INC.

RIA
CRD#: 116324
Murfreesboro, TN
Past

April 28, 2016 - December 31, 2017

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

January 12, 2004 - May 7, 2015

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
NASHVILLE, TN
Past

February 25, 2003 - May 7, 2015

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
NASHVILLE, TN
Past

August 10, 1981 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 10, 1981 - February 14, 2003

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

March 11, 1976 - March 19, 1982

TANLEY AND OAKLEY INVESTMENT CO.

BD
CRD#: 7080

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA
Registered Investment Advisory firm - (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)
California
Registered Investment Advisory firm - (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/17/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/14/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 2/22/1984
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/7/1981
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2001
General Securities Principal Examination

Current Firm

DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA
Registered Investment Advisory firm - (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)
California
Registered Investment Advisory firm - (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)
FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts953
AUM (Assets Under Management)$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D.H. HILL ADVISORS, INC.

CRD#: 116324

TRUST BUT VERIFY

Monitor Phillip Johnson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics