Roger Ma

LIFELAIDOUT LLC

VIENNA, VA

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CRD#: 5013512

Professional summary

Roger Ma, CFP® is a registered financial advisor currently at LIFELAIDOUT LLC located in Vienna, Virginia.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Roger has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Ma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 18, 2024 - Present

LIFELAIDOUT LLC

RIA

CRD#: 332992

VIENNA, VA

Past

August 12, 2021 - December 10, 2022

LIFELAIDOUT LLC

RIA

CRD#: 285080

VIENNA, VA

Past

June 15, 2006 - April 24, 2012

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 30, 2005 - May 30, 2006

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/2005

General Securities Representative Examination

Current Firm

LIFELAIDOUT LLC

LIFELAIDOUT | LIFELAIDOUT LLC

CRD#: 332992 / SEC#:

Virginia

Registered Investment Advisory firm - (10/18/2024 Approved)

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Contact information

Main Address

Vienna, VA

Mailing Address

344 Maple Ave W Ste 202, Vienna, VA 22180

Phone number

(412) 334-3748

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger Ma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Ma's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFELAIDOUT LLC

LIFELAIDOUT LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2015

Series 63

Date: 9/12/2005

Series 7

Date: 8/29/2005

Current Firm

LIFELAIDOUT LLC

Contact information

Documents

Red Flags

Company Information

LIFELAIDOUT LLC

TRUST BUT VERIFY

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