Bruce A. Heller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Arthur Heller was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1977. Bruce had worked at 9 firms and has passed the Series 63, Series 7, Series 52, Series 1, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2001 - May 21, 2003
HIGHLANDER CAPITAL GROUP, INC.
November 17, 1999 - January 4, 2001
BEDROK SECURITIES LLC
November 23, 1998 - November 18, 1999
KIRLIN SECURITIES INC.
January 24, 1997 - August 19, 1998
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
February 18, 1994 - October 9, 1996
GOLDEN HARRIS CAPITAL GROUP, INC.
July 28, 1992 - February 4, 1993
GIBRALTAR SECURITIES CO.
May 16, 1991 - June 12, 1992
GMS GROUP
August 7, 1989 - May 20, 1991
RICKEL & ASSOCIATES, INC.
February 8, 1977 - May 26, 1989
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/24/1978
Registered Representative ExaminationCurrent Firm
HIGHLANDER CAPITAL GROUP, INC.
CRD#: 19074 / SEC#: , 8-37169
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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