Jessica L. Jablonowski

RADIX FINANCIAL

George Town, KY1-1206

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CRD#: 5013297

Professional summary

Jessica Lauren Jablonowski, who also goes by Jessica L Brooks, Jessica L Jablonowski, is a registered financial advisor currently at RADIX FINANCIAL, LLC .

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jessica has worked at 4 firms and has passed the Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica L Brooks | Jessica L Jablonowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lauren Jablonowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

RADIX FINANCIAL, LLC

Office #1: 5th Floor Anderson Square Building 64 Shedden Road, George Town, KY1-1206

RIA

CRD#: 171159

George Town,

Past

August 10, 2007 - December 13, 2011

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

WASHINGTON, DC

Past

July 13, 2006 - December 13, 2011

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

WASHINGTON, DC

Past

November 28, 2005 - May 30, 2006

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NEW YORK, NY

Past

September 14, 2005 - November 1, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RADIX FINANCIAL, LLC

HUBBLE, AMY | RADIX FINANCIAL, LLC

CRD#: 171159 / SEC#: 801-114657

RIA

Registered Investment Advisory firm - (2/11/2019 Approved)

Oklahoma

Registered Investment Advisory firm - (11/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/17/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RADIX FINANCIAL, LLC

HUBBLE, AMY | RADIX FINANCIAL, LLC

CRD#: 171159 / SEC#: 801-114657

RIA

Registered Investment Advisory firm - (2/11/2019 Approved)

Oklahoma

Registered Investment Advisory firm - (11/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2018 Terminated)

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Contact information

Main Address

5th Floor Anderson Square Building 64 Shedden Road, George Town, KY1-1206

Mailing Address

Po Box 31325, George Town, KY1-1206

Phone number

(405) 673-5066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/27/2026)

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 231,626,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jessica L. Jablonowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lauren Jablonowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

RADIX FINANCIAL, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

RADIX FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2007

Series 7

Date: 4/17/2007

Series 6

Date: 9/13/2005

Current Firm

RADIX FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RADIX FINANCIAL, LLC

TRUST BUT VERIFY

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