John J. Colleary
Professional summary
John Joseph Colleary, who also goes by John Joseph Colleary Jr, is a registered financial professional currently at ALAMO CAPITAL located in Walnut Creek, California.
John is registered as a RR (Registered Representative) and started their career in finance in 1981. John has worked at 15 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Colleary's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2017 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596October 22, 2013 - July 31, 2017
RAFFERTY CAPITAL MARKETS, LLC
September 7, 2011 - October 23, 2013
PRAGER & CO., LLC
December 10, 2009 - August 18, 2011
NORTH RIDGE SECURITIES CORP.
October 5, 2005 - December 31, 2008
NORTH RIDGE SECURITIES CORP.
June 8, 2005 - August 22, 2005
GUNNALLEN FINANCIAL, INC
July 17, 1997 - June 1, 2005
BGC FINANCIAL, L.P.
November 14, 1994 - July 9, 1997
DAIN RAUSCHER INCORPORATED
February 27, 1991 - November 14, 1994
CLAYTON BROWN & ASSOCIATES, INC.
July 20, 1990 - February 21, 1991
MORGAN STANLEY DW INC.
August 12, 1989 - June 20, 1990
CHASE SECURITIES, INC.
January 1, 1988 - June 6, 1989
THOMSON MCKINNON SECURITIES INC.
October 9, 1986 - February 6, 1988
E. F. HUTTON & COMPANY INC
April 4, 1985 - October 7, 1986
KIDDER, PEABODY & CO. INCORPORATED
January 23, 1984 - April 22, 1985
MORGAN STANLEY DW INC.
May 10, 1982 - October 24, 1983
GLEACHER & COMPANY SECURITIES, INC.
July 26, 1981 - May 11, 1982
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 8
Date: 3/25/1983
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
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Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
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