Jack R. Wehmiller

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CRD#: 501286

Professional summary

Jack Richard Wehmiller was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jack is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Jack had worked at 13 firms, which includes DIRECT CAPITAL SECURITIES INC., WELLSTONE SECURITIES LLC, CONCOURSE FINANCIAL GROUP SECURITIES INC., ING FUNDS DISTRIBUTOR INC., FORESIDE DISTRIBUTION SERVICES L.P., KEOGLER MORGAN & COMPANY INC., KEMPER FINANCIAL SERVICES INC., BANC OF AMERICA INVESTMENT SERVICES INC., MARION BASS SECURITIES CORPORATION, RAUSCHER PIERCE REFSNES INC., FINANCIAL SQUARE PARTNERS, CLAYTON BROWN & ASSOCIATES INC., HENDERSON FEW & CO..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 16, 2008 - June 10, 2008

DIRECT CAPITAL SECURITIES, INC.

CRD#: 29639

AUSTIN, TX

Past

January 17, 2007 - May 17, 2007

WELLSTONE SECURITIES, LLC

CRD#: 121559

CUMMING, GA

Past

November 26, 2002 - December 31, 2006

WELLSTONE SECURITIES, LLC

CRD#: 121559

CUMMING, GA

Past

May 30, 2001 - February 26, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

April 18, 1999 - December 14, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

October 26, 1995 - August 5, 1998

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

July 11, 1994 - October 30, 1995

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

January 20, 1989 - June 27, 1994

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Past

July 16, 1987 - May 11, 1988

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

Past

July 30, 1986 - July 18, 1987

MARION BASS SECURITIES CORPORATION

CRD#: 7961

Past

November 19, 1985 - August 14, 1986

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

June 14, 1985 - November 25, 1985

FINANCIAL SQUARE PARTNERS

CRD#: 1541

Past

April 18, 1984 - May 24, 1985

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

Past

March 24, 1983 - September 25, 1985

HENDERSON, FEW & CO.

CRD#: 6977

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/12/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1981

General Securities Representative Examination

Current Firm

DIRECT CAPITAL SECURITIES, INC.

DIRECT CAPITAL SECURITIES, INC. | T. R. WINSTON CAPITAL, INC.

CRD#: 29639 / SEC#: , 8-44397

Cancelled by SEC on 08/27/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 12/12/1991

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
TIC CAPITAL MARKETS, INC.	CORPORATION, DIRECT OWNER
AKRIDGE, FRANK O JR	CHIEF COMPLIANCE OFFICER	4242013
GOODIN, DIANE MARIE	FINOP	3117840
STOVALL, RAYMOND P II	PRESIDENT & CEO	1057050

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Firm Stability Insights

Jack R. Wehmiller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLSTONE SECURITIES, LLC

WELLSTONE SECURITIES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

ING FUNDS DISTRIBUTOR, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

KEOGLER, MORGAN & COMPANY, INC.

KEMPER FINANCIAL SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MARION BASS SECURITIES CORPORATION

RAUSCHER PIERCE REFSNES, INC.

FINANCIAL SQUARE PARTNERS

CLAYTON BROWN & ASSOCIATES, INC.

HENDERSON, FEW & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/1982

Series 7

Date: 7/18/1981

Current Firm

DIRECT CAPITAL SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DIRECT CAPITAL SECURITIES, INC.

TRUST BUT VERIFY

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