Charles D. Vonholten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles David Vonholten was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2005 - June 23, 2016
SAMCO CAPITAL MARKETS, INC.
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
August 29, 2000 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
December 15, 1995 - September 27, 2000
PENSON FINANCIAL SERVICES, INC.
December 8, 1995 - December 15, 1995
SERVICE ASSET MANAGEMENT COMPANY
May 19, 1994 - November 27, 1995
CENTURY INVESTMENT GROUP INCORPORATED
June 23, 1993 - February 23, 1996
GIRARD SECURITIES, INC.
July 30, 1992 - May 24, 1994
PAS, INC.
July 17, 1989 - July 24, 1992
MORGAN STANLEY DW INC.
June 6, 1989 - August 7, 1989
THOMSON MCKINNON SECURITIES INC.
January 13, 1987 - April 19, 1989
FINSER INVESTMENT COMPANY
May 18, 1979 - January 13, 1987
INVESTMENT SECURITIES OF OKLAHOMA, INC.
February 6, 1976 - April 29, 1979
WOOLSEY & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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