Frederick E. Cousineau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Earl Cousineau, who also goes by Frederick E Cousineau, Frederick Earl Cousino, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1976. Frederick had worked at 3 firms and has passed the Series 63, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1982 - March 6, 1984
BANKERS INTERNATIONAL SECURITIES, INC.
May 7, 1980 - March 13, 1981
QUALIVEST DISTRIBUTORS, INC.
May 7, 1976 - March 4, 1982
ARCH W. ROBERTS & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 5/25/1977
Financial Principal ExaminationSeries 40
Date: 5/25/1977
Registered Principal ExaminationCurrent Firm
BANKERS INTERNATIONAL SECURITIES, INC.
CRD#: 10224 / SEC#: , 8-26545
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
