SO
Sean M. O'brien
THE SALVETTI GROUP
Sacramento, CA 95864
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CRD#: 5012235
SO
Professional summary
Sean Michael O'brien, who also goes by Sean M O'brien, Sean M Obrien, is a registered financial advisor currently at THE SALVETTI GROUP located in Sacramento, California.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Sean has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean M O'brien | Sean M Obrien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Rental Property; 5309 Sandburg Dr., Sacramento, CA, Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related; Start Date: 11/11/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 2) Name of Business: STREAMLINE SOFTWARE; NON INVESTMENT-RELATED; 2321 P ST., SACRAMENTO, CA 95816; SOFTWARE; PASSIVE INVESTOR; OCTOBER 2022; 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS; 0 HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS; PASSIVE INVESTOR WITH ZERO CONTROL 3) Salvation Army; Not Investment Related; Sacramento, CA; Non-Profit; Advisory Board; Volunteer Board Member; Start date 08/2019; Approximately 2-10 hours/month with 0-1 hour/month during trading hours 4) Licensed Insurance Agent; Investment Related; Start date: 12/06/2007; 1 hour a month during non-market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2023 - Present
THE SALVETTI GROUP
Office #1: 3455 American River Dr. Suite A, Sacramento, CA 95864RIA
CRD#: 324974
Sacramento, CA
Past
April 26, 2019 - July 5, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Sacramento, CA
Past
April 26, 2019 - July 5, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Sacramento, CA
Past
January 5, 2006 - April 30, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SACRAMENTO, CA
Past
October 27, 2005 - April 30, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THE SALVETTI GROUP
CENTRAL VALLEY ADVISORS, LLC | THE SALVETTI GROUP | O'BRIEN WEALTH MANAGEMENT
CRD#: 324974 / SEC#: 801-128204
RIA
Registered Investment Advisory firm - (6/21/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/22/2023)
IAR
Texas(6/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TS
THE SALVETTI GROUP
CENTRAL VALLEY ADVISORS, LLC | THE SALVETTI GROUP | O'BRIEN WEALTH MANAGEMENT
CRD#: 324974 / SEC#: 801-128204
RIA
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Contact information
Main Address
3455 American River Dr. Suite A, Sacramento, CA 95864
Mailing Address
Phone number
(916) 414-8282
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 607,185,950 |
Red Flags
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Company Information
THE SALVETTI GROUP
CRD#: 324974Sacramento, CA 95864TRUST BUT VERIFY
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