David H. Padden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Henry Padden was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1976. David had worked at 1 firm and has passed the Series 54FN exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1976 - January 24, 2005
PADDEN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 54FN
Date: 9/8/1978
Municipal Securities Financial and Operations Principal ExaminationCurrent Firm
PADDEN & COMPANY, INC.
CRD#: 6991 / SEC#: , 8-21549
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PADDEN, DAVID HENRY | PRESIDENT | 501198 |
| PADDEN, JOAN GALLAGHER | DIRECTOR | 1460908 |
| BARRETT, NANCY JOAN | SHAREHOLDER | 1460913 |
| HANSEN, KATHLEEN MARIE | SHAREHOLDER | 1460914 |
| MASSERY, MARY VERONICA | SHAREHOLDER | 1460912 |
| PADDEN, JAMES FRANCIS | VICE-PRESIDENT | 1460910 |
| PADDEN, KEVIN JOSEPH | SHAREHOLDER | 1460909 |
| PADDEN, MICHAEL PATRICK | SHAREHOLDER | 1460911 |
| PADDEN, SUSAN THERESE | SHAREHOLDER | 1460915 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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