Alfonso E. Figueroa-bello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfonso E Figueroa-bello, who also goes by Alfonso E Figueroa, Alfonso E Figueroa Bello, was a registered financial professional .
Alfonso is a previously registered financial professional and started their career in finance in 2007. Alfonso had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2022 - November 21, 2022
STONECREST CAPITAL MARKETS, INC.
December 14, 2017 - August 17, 2022
TIGRESS FINANCIAL PARTNERS, LLC
February 22, 2016 - December 18, 2017
TITLEIST CAPITAL, LLC
September 13, 2013 - January 19, 2016
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
September 13, 2013 - January 19, 2016
UBS FINANCIAL SERVICES INC.
July 5, 2007 - September 16, 2013
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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