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Joseph Vincent Standish

CRD# 5011850·Registered 2005 - 2018
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Vincent Standish, who also goes by Joseph V Standish, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 2005 - 2018. Joseph had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph V Standish

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SADDLEBACK ASSET MANAGEMENT·CRD# 152631
RIA
Mission Viejo, CA
January 10, 2012 - October 3, 2018
SADDLEBACK ASSET MANAGEMENT·CRD# 152631
RIA
St. George, UT
March 16, 2010 - August 22, 2011
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Newport Beach, CA
January 30, 2009 - December 15, 2009
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Newport Beach, CA
January 2, 2009 - December 15, 2009
FINANCIAL WEST GROUP·CRD# 16668
RIA
Irvine, CA
January 11, 2006 - December 15, 2008
FINANCIAL WEST GROUP·CRD# 16668
BD
Irvine, CA
January 11, 2006 - December 15, 2008
QA3 FINANCIAL CORP.·CRD# 14754
BD
Omaha, NE
September 6, 2005 - December 12, 2005

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Current Firm

SA
SADDLEBACK ASSET MANAGEMENT

SADDLEBACK ASSET MANAGEMENT | STANDISH, JOSEPH VINCENT

CRD#: 152631

Contact Information

Main Address

St. George, UT

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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