Anthony V. Micciche
Professional summary
Anthony Vincent Micciche was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Anthony had worked at 14 firms, which includes MEDALLION EQUITIES INC., IFG NETWORK SECURITIES INC., BUCKHEAD FINANCIAL CORPORATION, OSAIC FS INC., CETERA ADVISORS LLC, FSC SECURITIES CORPORATION, RAYMOND JAMES & ASSOCIATES INC., WACHOVIA SECURITIES INC., GRUNTAL & CO. L.L.C., JII SECURITIES INC., UBS FINANCIAL SERVICES INC., J. MILTON NEWTON INCORPORATED, NATIONSBANC SECURITIES OF GEORGIA INC., HERETH ORR & JONES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1999 - November 20, 2001
MEDALLION EQUITIES, INC.
January 16, 1997 - July 1, 1999
IFG NETWORK SECURITIES, INC.
May 10, 1996 - December 11, 1996
BUCKHEAD FINANCIAL CORPORATION
April 22, 1994 - December 31, 1995
OSAIC FS, INC.
February 18, 1993 - March 4, 1994
CETERA ADVISORS LLC
April 25, 1991 - December 11, 1992
FSC SECURITIES CORPORATION
March 21, 1988 - April 5, 1991
RAYMOND JAMES & ASSOCIATES, INC.
October 15, 1985 - February 18, 1988
WACHOVIA SECURITIES, INC.
October 1, 1985 - October 28, 1985
GRUNTAL & CO., L.L.C.
August 7, 1985 - October 1, 1985
JII SECURITIES INC.
August 2, 1984 - August 15, 1985
UBS FINANCIAL SERVICES INC.
August 13, 1980 - August 29, 1984
J. MILTON NEWTON, INCORPORATED
January 4, 1980 - July 13, 1980
NATIONSBANC SECURITIES OF GEORGIA, INC.
April 6, 1979 - January 14, 1980
HERETH, ORR & JONES, INC.
April 12, 1976 - February 5, 1979
J. MILTON NEWTON, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MEDALLION EQUITIES, INC.
CRD#: 43399 / SEC#: , 8-50258
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
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