AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AM

Anthony Vincent Micciche

CRD# 501181·Registered 1976 - 2001
Barred: Anthony Vincent Micciche was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Vincent Micciche, who also goes by Anthony V Micciche, Tony Micciche, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1976 - 2001. Anthony had worked at 14 firms and has passed the Series 63 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony V Micciche, Tony Micciche

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

50 years in the financial services industry

Current & Past Employments

MEDALLION EQUITIES, INC.·CRD# 43399
BD
Marietta, GA
July 11, 1999 - November 20, 2001
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
Atlanta, GA
January 16, 1997 - July 1, 1999
BUCKHEAD FINANCIAL CORPORATION·CRD# 18398
BD
May 10, 1996 - December 11, 1996
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
April 22, 1994 - December 31, 1995
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
February 18, 1993 - March 4, 1994
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
April 25, 1991 - December 11, 1992
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
March 21, 1988 - April 5, 1991
WACHOVIA SECURITIES, INC.·CRD# 431
BD
October 15, 1985 - February 18, 1988
GRUNTAL & CO., L.L.C.·CRD# 372
BD
October 1, 1985 - October 28, 1985
JII SECURITIES INC.·CRD# 406
BD
August 7, 1985 - October 1, 1985
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
August 2, 1984 - August 15, 1985
J. MILTON NEWTON, INCORPORATED·CRD# 7109
BD
August 13, 1980 - August 29, 1984
NATIONSBANC SECURITIES OF GEORGIA, INC.·CRD# 315
BD
January 4, 1980 - July 13, 1980
HERETH, ORR & JONES, INC.·CRD# 7210
BD
April 6, 1979 - January 14, 1980
J. MILTON NEWTON, INCORPORATED·CRD# 7109
BD
April 12, 1976 - February 5, 1979

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

ME
MEDALLION EQUITIES, INC.

MEDALLION EQUITIES, INC.

CRD#: 43399 / SEC#: 8-50258
BD
Terminated by SEC on 03/08/2003

Contact Information

Established

Michigan since 02/11/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CORNISH, GARRY ALBERTSECRETARY, TREASURER1292257
LAMARSH, PAMELA SUEPRESIDENT, CEO, COMPLIANCE OFFICER1002274
SULLIVAN, ROBERT GRANVILLESHARE HOLDER1111476
NORAGON, HEATHER ANNECFO4447263
SORENSEN, HENRY ROYALMUNICIPAL PRINCIPLE874423
SULLIVAN, TIMOTHY ROYOPTIONS PRINCIPLE3103906

Disclosures

Regulatory Event

1

Arbitration

2

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1979About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
AM
Follow Anthony
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required