Tarik R. Bakir

TNT ASSET MANAGEMENT

ROUND ROCK, TX 78664

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CRD#: 5011763

Professional summary

Tarik Randall Bakir, CFP®, CIMA® is a registered financial advisor currently at TNT ASSET MANAGEMENT, LLC located in Round Rock, Texas.

Tarik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tarik has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rental properties at 901 Azalea Ct, College Station, TX 77840 and 746 Bent Wood Pl, Round Rock, TX 78665. Not investment related. 2) 07/2019 Independent licensed insurance agent, non investment related, life & health insurance; approx less than 5% of time spent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tarik Randall Bakir's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 31, 2018 - Present

TNT ASSET MANAGEMENT, LLC

Office #1: 105 E. Main Street, Round Rock, TX 78664

RIA

CRD#: 153309

ROUND ROCK, TX

Past

March 31, 2011 - March 16, 2012

TNT ASSET MANAGEMENT, LLC

RIA

CRD#: 153309

ROUND ROCK, TX

Past

March 23, 2011 - March 2, 2012

OSAIC SERVICES, INC.

RIA

CRD#: 133763

ROUND ROCK, TX

Past

December 2, 2009 - March 2, 2012

OSAIC SERVICES, INC.

CRD#: 133763

ROUND ROCK, TX

Past

September 5, 2008 - November 24, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TNT ASSET MANAGEMENT, LLC

TNT ASSET MANAGEMENT, LLC | TNT FINANCIAL SERVICES

CRD#: 153309 / SEC#: 801-130194

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

Texas

Registered Investment Advisory firm - (7/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/13/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/4/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TNT ASSET MANAGEMENT, LLC

TNT ASSET MANAGEMENT, LLC | TNT FINANCIAL SERVICES

CRD#: 153309 / SEC#: 801-130194

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

Texas

Registered Investment Advisory firm - (7/9/2024 Terminated)

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Contact information

Main Address

105 E. Main Street, Round Rock, TX 78664

Mailing Address

P.o. Box 882, Round Rock, TX 78680

Phone number

(512) 255-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TNT ASSET MANAGEMENT DISCLOSURE 2A BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 145,267,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tarik R. Bakir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tarik Randall Bakir's CRS (Customer Relationship Summary).

Certified licenses

Experience

TNT ASSET MANAGEMENT, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

TNT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2011

Series 63

Date: 10/13/2008

Series 7

Date: 4/22/2010

Series 6

Date: 9/4/2008

Current Firm

TNT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TNT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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