Robert W. Lawson
Professional summary
Robert Warren Lawson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Robert had worked at 2 firms, which includes LAWSON FINANCIAL CORPORATION, J. MILTON NEWTON INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 1984 - January 31, 2017
LAWSON FINANCIAL CORPORATION
April 12, 1976 - May 18, 1984
J. MILTON NEWTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 4/27/1978
Registered Principal ExaminationCurrent Firm
LAWSON FINANCIAL CORPORATION
CRD#: 15261 / SEC#: , 8-32099
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
