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TR

Terence P. Rooney

AQ TECHNOLOGY PARTNERS LLC
Redwood City, CA 94065
Some features on this profile are disabled
CRD#: 5011617
TR

Professional summary

Terence Paris Rooney, who also goes by Teddy Rooney, is a registered financial professional currently at AQ TECHNOLOGY PARTNERS LLC located in Redwood City, California.

Terence is registered as a RR (Registered Representative) and started their career in finance in 2014. Terence has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Teddy Rooney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terence Paris Rooney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2025 - Present

AQ TECHNOLOGY PARTNERS LLC

Office #1: 203 Redwood Shores Parkway, Suite 530, Redwood City, CA 94065
BD
CRD#: 304996
Redwood City, CA
Past

March 23, 2022 - May 20, 2025

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
SAN FRANCISCO, CA
Past

September 5, 2014 - August 18, 2021

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/29/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/5/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AT
AQ TECHNOLOGY PARTNERS LLC
AQ TECHNOLOGY PARTNERS LLC

CRD#: 304996 / SEC#: , 8-70378

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
203 Redwood Shores Parkway, Suite 530, Redwood City, CA 94065
Mailing Address
203 Redwood Shores Parkway, Suite 530, Redwood City, CA 94065
Phone number
+1 (650) 609-3100
Established
California since 03/18/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AQ HOLDINGS, LLCOWNER
BENNETT, CHRISTIAN ANTHONYPRINCIPAL4862477
JUILIANO, COLLEEN JANEFINOP4818898
MANION, PATRICK CONORMANAGING MEMBER5184871
SACHSE, MATTHEW ALLANPRESIDENT & CCO4845930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQ TECHNOLOGY PARTNERS LLC

CRD#: 304996Redwood City, CA 94065

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