Lincoln E. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lincoln Earl Taylor was a registered financial professional .
Lincoln is a previously registered financial professional and started their career in finance in 2005. Lincoln had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2016 - April 7, 2016
AMEGY INVESTMENTS, INC.
January 14, 2016 - July 18, 2016
AMEGY INVESTMENTS, INC.
May 12, 2010 - July 9, 2025
ZIONS CAPITAL ADVISORS, INC.
May 11, 2010 - July 9, 2025
ZIONS DIRECT, INC.
April 15, 2009 - August 9, 2012
VISTA WEALTH MANAGEMENT, LLC
April 6, 2009 - April 21, 2010
VALMARK SECURITIES, INC.
March 10, 2009 - March 18, 2010
VWM INSURANCE SERVICES, LLC
August 16, 2006 - February 26, 2009
CHASE INVESTMENT SERVICES CORP.
July 3, 2006 - February 26, 2009
CHASE INVESTMENT SERVICES CORP.
August 30, 2005 - June 19, 2006
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMEGY INVESTMENTS, INC.
CRD#: 120145 / SEC#: 801-61121, 8-65399
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZB, N.A. | OWNER | |
| CHAPA, SCOTT EDWARD | DIRECTOR / SENIOR VICE PRESIDENT | 4309262 |
| DILLARD, KAREN | ASSISTANT SECRETARY | |
| KNELL, TERRY LYNN | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER - BROKER DEALER & INVESTMENT ADVISORY SERVICES | 1733584 |
| NEWMAN, VALERIE LAYNE | VICE PRESIDENT | 2763957 |
| OUYANG, JANE JIA | DIRECTOR/SVP/CHIEF OPERATIONS OFFICER/CFO/FINOP | 1817244 |
| PAUL, ROSALIE JANISE | ASST. VICE PRESIDENT, COMPLIANCE OFFICER - INSURANCE ACTIVITIES | 2217903 |
| SHELTON, ROBERT ANDREWS | DIRECTOR / SENIOR VICE PRESIDENT | 2561167 |
| TAYLOR, LINCOLN EARL | PRESIDENT & DIRECTOR | 5011548 |
Red Flags
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