Stephen J. Doyle
Professional summary
Stephen John Doyle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Stephen had worked at 7 firms, which includes GILFORD SECURITIES INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., MORGAN STANLEY DW INC., KIDDER PEABODY & CO. INCORPORATED, KUHNS BROTHERS & LAIDLAW INC., DONALD SHELDON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1995 - August 18, 1995
GILFORD SECURITIES INCORPORATED
July 31, 1993 - August 22, 1994
CITIGROUP GLOBAL MARKETS INC.
March 3, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 8, 1988 - February 12, 1992
MORGAN STANLEY DW INC.
July 5, 1978 - July 19, 1988
KIDDER, PEABODY & CO. INCORPORATED
January 3, 1978 - June 10, 1978
KUHNS BROTHERS & LAIDLAW, INC.
March 17, 1976 - October 12, 1977
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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