Kimberly A. Giannone

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES

North Haven, CT 06473

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CRD#: 5011372

Professional summary

Kimberly A Giannone, who also goes by Kimberly Degrazia, Kim Giannone, Kimberly Giannone, Kimberly Shinglar, is a registered financial advisor currently at FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. located in North Haven, Connecticut and INNOVATIVE ASSET ADVISORS GROUP located in Shelton, Connecticut.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kimberly has worked at 8 firms and has passed the Series 65, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly Degrazia | Kim Giannone | Kimberly Giannone | Kimberly Shinglar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 6201 COLLEGE BLVD, SUITE #150, OVERLAND PARK, KS 66211. RIA. 120 HRS/MO; 120 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly A Giannone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2023 - Present

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

Office #1: 110 Washington Avenue, North Haven, CT 06473

RIA

CRD#: 113526

North Haven, CT

Current

September 29, 2025 - Present

INNOVATIVE ASSET ADVISORS GROUP

Office #1: 1 Enterprise Drive, Suite 425, Shelton, CT 06484

RIA

CRD#: 336773

SHELTON, CT

Past

June 19, 2023 - September 21, 2023

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

MILFORD, CT

Past

December 20, 2021 - September 21, 2023

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Milford, CT

Past

May 27, 2020 - December 8, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MILFORD, CT

Past

May 20, 2019 - May 27, 2020

OSAIC WEALTH, INC.

CRD#: 23131

HAMDEN, CT

Past

December 12, 2005 - January 16, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NORWALK, CT

Past

December 12, 2005 - January 16, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

NORWALK, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/20/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/25/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/9/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA

Registered Investment Advisory firm - (6/24/2025 120-Day Approval)

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Contact information

Main Address

1 Enterprise Drive, Suite 425, Shelton, CT 06484

Mailing Address

Phone number

(203) 444-3599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 134,490,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly A. Giannone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly A Giannone's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE ASSET ADVISORS GROUP

PRIME CAPITAL FINANCIAL

PRIVATE CLIENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC WEALTH, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2023

Series 6TO

Date: 5/20/2019

SIE

Date: 3/25/2019

Series 6

Date: 12/9/2005

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE ASSET ADVISORS GROUP

TRUST BUT VERIFY

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