Amir Zada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amir Zada was a registered financial professional .
Amir is a previously registered financial professional and started their career in finance in 2005. Amir had worked at 6 firms and has passed the Series 63, SIE and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2022 - August 15, 2023
RAINMAKER SECURITIES, LLC
November 17, 2020 - December 8, 2020
GLOBAL FRONTERA MARKETS INC.
September 5, 2017 - September 18, 2019
RENCAP SECURITIES, INC.
March 10, 2008 - July 11, 2017
GLOBAL FRONTERA MARKETS INC.
August 14, 2006 - September 14, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 15, 2005 - March 3, 2008
INTERCAPITAL SECURITIES LLC
November 17, 2005 - December 15, 2005
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 11/16/2005
Limited Registered Representative ExaminationCurrent Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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