Rush F. Harding

CARTY, HARDING & HEARN

Little Rock, AR 72211

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CRD#: 501131

Professional summary

Rush Flowers Harding III, who also goes by Rush Flowers Harding III, Rush Flowers Harding, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Little Rock, Arkansas.

Rush is registered as a RR (Registered Representative) and started their career in finance in 1976. Rush has worked at 3 firms and has passed the Series 63, SIE, Series 7TO, Series 79TO, Series 3, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rush Flowers Harding Iii | Rush Flowers Harding

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rush Flowers Harding III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

CARTY, HARDING & HEARN, INC.

Office #1: 900 S. Shackleford Rd Suite 100, Little Rock, AR 72211

CRD#: 7001

Little Rock, AR

Past

September 10, 2024 - October 15, 2024

CARTY, HARDING & HEARN, INC.

CRD#: 7001

Little Rock, AR

Past

September 20, 1979 - September 7, 2021

CREWS & ASSOCIATES, INC.

CRD#: 8052

LITTLE ROCK, AR

Past

June 16, 1976 - October 4, 1979

T. J. RANEY & SONS, INC.

CRD#: 3128

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/3/2025)

Arkansas
(3/21/2025)

Georgia
(5/8/2025)

Illinois
(6/13/2025)

Kansas
(9/5/2025)

Louisiana
(3/24/2025)

Mississippi
(3/28/2025)

New York
(9/11/2025)

North Carolina
(9/2/2025)

Pennsylvania
(3/27/2025)

Texas
(4/8/2025)

West Virginia
(3/24/2025)

Exams

State Security Law Exam

Series 63

Date: 9/6/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/3/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 9/9/2024

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 3

Date: 3/6/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/15/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/5/1985

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CARTY, HARDING & HEARN, INC.

CARTY & COMPANY, INC. | CHH | CARTY, HARDING, & HEARN, INC. | CARTY, HARDING & HEARN, INC. | CARTY, HARDING & HEARN

CRD#: 7001 / SEC#: , 8-19082

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

6263 Poplar Avenue Suite 800, Memphis, TN 38119

Mailing Address

P.o. Box 17527, Memphis, TN 38187-0527

Phone number

(901) 767-8940

Established

Tennessee since 10/07/1970

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CARTY FINANCIAL CORPORATION	OWNER
CARTY, BILLY RANDOLPH	CEO	42297
CARTY, WILLIAM LAWRENCE	PRESIDENT	2356971
HEARN, JOHN ARTHUR	MANAGING DIRECTOR	2078994
RUETTEN, ANGELA LYNN	CFO
SCOLA, JENNIFER CARTY	COO, CCO	1720872
TUCKER, CLARK BOMAR	FINOP	1977842

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rush F. Harding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rush Flowers Harding III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARTY, HARDING & HEARN, INC.

CREWS & ASSOCIATES, INC.

T. J. RANEY & SONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/2024

SIE

Date: 3/3/2025

Series 7TO

Date: 9/9/2024

Series 79TO

Date: 1/2/2023

Series 3

Date: 3/6/1987

Series 7

Date: 4/15/1978

Series 53

Date: 10/5/1985

Series 24

Date: 3/2/1985

FINRA

Current Firm

CARTY, HARDING & HEARN, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CARTY, HARDING & HEARN, INC.

TRUST BUT VERIFY

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