RK
Richard R. Krafcik
COBBLESTONE ASSET MANAGEMENT
Richmond, VA 23236
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CRD#: 5011270
RK
Professional summary
Richard Robert Krafcik JR. is a registered financial advisor currently at COBBLESTONE ASSET MANAGEMENT located in Richmond, Virginia and INDEPENDENT FINANCIAL GROUP, LLC located in Richmond, Virginia.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) COBBLESTONE ASSET MANAGEMENT POSITION: Officer/Director NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 190 START DATE: 06/01/2019 ADDRESS: 9011 Arboretum Parkway, Suite 180, Richmond VA 23236, United States DESCRIPTION: 100% OWNER (2) KRAFCIK ASSET MANAGEMENT & PLANNING (KAMP) POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 9011 Arboretum Parkway, Suite 180, Richmond VA 23236, United States DESCRIPTION: 100% OWNER OF KRAFCIK ASSET MANAGEMENT & PLANNING (KAMP) A BUSINESS ENTITY USED FOR TAX AND INVESTMENT PURPOSES. (3) RENTAL PROPERTY POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2012 ADDRESS: 9011 Arboretum Parkway, Suite 180, Richmond VA 23236, United States DESCRIPTION: OWNER OF RENTAL PROPERTY AS WELL AS BUY RENOVATE AND RESELL REAL ESTATE. (4) PASSION COMMUNITY CHURCH POSITION: I'll be a member of the steering team. The steering team is PCC's terminology for their board. NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 4480 Anderson Highway, Powhatan VA 23139, United States DESCRIPTION: I'll serve a 3-year term as a member of the steering team for the church. I have attended for over a decade and they have asked if I would be willing to serve in this role. There are monthly meetings, which are outside of business hours. (5) FC RICHMOND POSITION: I'll be a member of the Board of Directors. NATURE: Non-profit soccer organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 6/10/2024 ADDRESS: N/A DESCRIPTION: I'll attend board meetings and help formulate strategic vision for the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Robert Krafcik JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2023 - Present
COBBLESTONE ASSET MANAGEMENT
Office #1: 9011 Arboretum Parkway Suite 180, Richmond, VA 23236RIA
CRD#: 326545
Richmond, VA
Current
November 2, 2017 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 9011 Arboretum Parkway Suite 180, Richmond, VA 23236RIA
BD
CRD#: 7717
Richmond, VA
Past
November 2, 2017 - July 14, 2023
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Richmond, VA
Past
September 9, 2011 - November 7, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
RICHMOND, VA
Past
September 9, 2011 - November 7, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RICHMOND, VA
Past
April 11, 2007 - September 14, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
RICHMOND, VA
Past
January 22, 2007 - September 14, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
RICHMOND, VA
Past
August 15, 2005 - December 31, 2005
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
ROCK ISLAND, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COBBLESTONE ASSET MANAGEMENT
COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC
CRD#: 326545 / SEC#: 801-128273
RIA
Registered Investment Advisory firm - (7/3/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2017)
RR
California(11/2/2017)
RR
Delaware(2/27/2025)
RR
District of Columbia(2/27/2025)
RR
Florida(11/2/2017)
RR
Georgia(11/2/2017)
RR
Idaho(2/27/2025)
RR
Maryland(2/27/2025)
RR
Massachusetts(3/7/2022)
RR
Michigan(2/27/2025)
RR
Minnesota(2/27/2025)
RR
Mississippi(11/2/2017)
RR
Nevada(11/2/2017)
RR
New Jersey(11/2/2017)
RR
New York(2/27/2025)
RR
North Carolina(11/2/2017)
RR
South Carolina(11/2/2017)
RR
South Dakota(11/2/2017)
RR
Tennessee(6/9/2022)
IAR
Texas(12/4/2023)
RR
Utah(2/15/2023)
RR
Virginia(11/2/2017)
IAR
Virginia(7/14/2023)
RR
West Virginia(11/2/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
COBBLESTONE ASSET MANAGEMENT
COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC
CRD#: 326545 / SEC#: 801-128273
RIA
Registered Investment Advisory firm - (7/3/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9011 Arboretum Parkway Suite 180, Richmond, VA 23236
Mailing Address
Phone number
(804) 272-8272
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 767 |
| AUM (Assets Under Management) | $ 180,834,039 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COBBLESTONE ASSET MANAGEMENT
CRD#: 326545Richmond, VA 23236TRUST BUT VERIFY
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