David S. Fox

FINANCIAL GROWTH MANAGEMENT

LOS ANGELES, CA

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CRD#: 5011080

Professional summary

David S. Fox is a registered financial advisor currently at FINANCIAL GROWTH MANAGEMENT, INC. located in Los Angeles, California and FINANCIAL GROWTH MANAGEMENT INC. located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEAR CAPITAL 1990 S. BUNDY AVE, LOS ANGELES, CA 90025 - INVESTMENT-RELATED - GOLD AND SILVER SALES - SALESMAN - 09/2003 TO PRESENT - APX 160/MONTH - SALESMAN

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David S. Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2009 - Present

FINANCIAL GROWTH MANAGEMENT, INC.

RIA

CRD#: 135420

LOS ANGELES, CA

Current

August 15, 2025 - Present

FINANCIAL GROWTH MANAGEMENT INC.

RIA

CRD#: 336548

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/1/2009)

IAR

California
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FINANCIAL GROWTH MANAGEMENT, INC.

CRD#: 135420 / SEC#:

California

Registered Investment Advisory firm - (3/24/1987 Approved)

Wyoming

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

695 Town Center Dr #1100, Costa Mesa, CA 92626

Mailing Address

Phone number

(714) 243-4340

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 12,006,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David S. Fox's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL GROWTH MANAGEMENT, INC.

FINANCIAL GROWTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Current Firm

FINANCIAL GROWTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL GROWTH MANAGEMENT, INC.

TRUST BUT VERIFY

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