James R. Beckett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Beckett, who also goes by Jim Beckett, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1976. James had worked at 16 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1990 - December 5, 1990
MALONE & ASSOCIATES, INC.
June 30, 1988 - August 3, 1990
ROYCE PARK INVESTMENTS, INC.
March 10, 1988 - June 1, 1988
VANDERBILT SECURITIES, INC.
December 9, 1987 - February 23, 1988
FIRST FLORIDA SECURITIES GROUP, INC.
September 11, 1987 - November 3, 1987
PRESTIGE INVESTORS, INC.
July 6, 1987 - August 21, 1987
INVESTMENT BROKERS OF AMERICA
March 20, 1987 - July 6, 1987
PRESTIGE INVESTORS, INC.
February 6, 1987 - February 10, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
September 8, 1986 - November 25, 1986
TRI-BRADLEY INVESTMENTS
February 22, 1984 - September 24, 1984
UNITED CAPITAL CORPORATION
February 23, 1983 - January 26, 1984
KENNEY & BRANISEL MUNICIPALS, INC.
July 19, 1982 - January 24, 1983
E.V.I. GROUP LIMITED, INC.
January 13, 1982 - August 10, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
January 5, 1981 - October 28, 1981
DONALD SHELDON & CO., INC.
July 14, 1978 - September 6, 1979
DREXEL BURNHAM LAMBERT INCORPORATED
February 3, 1977 - September 17, 1978
MATTHEWS & WRIGHT, INC.
March 1, 1976 - February 28, 1977
T. J. RANEY & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MALONE & ASSOCIATES, INC.
CRD#: 10412 / SEC#: , 8-27337
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
