Nicholas R. Kraszyk

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CRD#: 5010874

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Raymond Kraszyk, CFP®, ChFC® was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2006. Nicholas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Kraszyk is dually-registered with Cadence Wealth Management, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Kraszyk has served as an investment advisor representative for Cadence Wealth Management, LLC and an registered representative with PKS since October 2010. Business is conducted from Cadence Wealth Management, LLC. Approximately 90% of Mr. Kraszyk's time is for services as an investment advisor representative and the balance as a registered representative. 2) ASH BROKERAGE. NOT INVESTMENT RELATED. 7609 W. JEFFERSON BLVD. FORT WAYNE, IN 46804. FIXED INSURANCE. AGENT. Start 1/2013. 10 HRS/MO. SELL AND RECOMMEND DISABILITY INSURANCE, TERM AND UNIVERSAL LIFE, AND LONG TERM CARE PRODUCTS. 3)Commercial Fishing-Not investment related-71 Brian Rd, Lancaster, MA 01523-Commercial fishing with rod and reel from personally owned boat-Fisherman-6/2019-15 hrs/mth-0 during trading hrs-Fishing with rod and reel from my boar.If a legal fish is caught during the open season, you are able to sell it to qualified buyers for market price. This will be done from my personal boat, with my personal gear, this gives the option to sell.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

ChFC^®

Chartered Financial Consultant

Experience

Past

November 10, 2010 - October 2, 2025

CADENCE WEALTH MANAGEMENT LLC

RIA

CRD#: 155080

WESTBOROUGH, MA

Past

October 1, 2010 - September 25, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WESTBOROUGH, MA

Past

January 14, 2008 - December 31, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTBOROUGH, MA

Past

January 5, 2006 - October 6, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADENCE WEALTH MANAGEMENT LLC

CRD#: 155080 / SEC#: 801-78941

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/5/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/24/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/2/2006

General Securities Representative Examination

Current Firm

CADENCE WEALTH MANAGEMENT LLC

CRD#: 155080 / SEC#: 801-78941

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/5/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/24/2014 Terminated)

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Contact information

Main Address

1800 West Park Drive Suite 330, Westborough, MA 01581

Mailing Address

Phone number

(508) 898-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADENCE DISCLOSURE BROCHURE AND SUPPLEMENTS (2/3/2025)

Regulatory assets under management

Total Number of Accounts	3,021
AUM (Assets Under Management)	$ 305,384,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas R. Kraszyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CADENCE WEALTH MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CADENCE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2005

SIE

Date: 10/1/2018

Series 7

Date: 1/2/2006

Current Firm

CADENCE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADENCE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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