Jean-yves F. Van Halle

FINANCIAL POSITIONING SYSTEM,

Derwood, MD 20855

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CRD#: 5010835

Professional summary

Jean-yves Florent Van Halle, who also goes by Jean-ives Florent Van Halle, is a registered financial advisor currently at FINANCIAL POSITIONING SYSTEM, INC located in Derwood, Maryland.

Jean-yves is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jean-yves has worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean-Ives Florent Van Halle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/15/09 - DBA, GRYPHEN FINANCIAL SERVICES - ROCKVILLE, MD

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-yves Florent Van Halle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2013 - Present

FINANCIAL POSITIONING SYSTEM, INC

Office #1: 16001 New Bedford Drive, Derwood, MD 20855

RIA

CRD#: 165756

Derwood, MD

Past

May 15, 2009 - January 28, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKVILLE, MD

Past

May 15, 2009 - January 28, 2013

LPL FINANCIAL LLC

CRD#: 6413

ROCKVILLE, MD

Past

February 21, 2006 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BETHESDA, MD

Past

February 21, 2006 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BETHESDA, MD

Past

September 22, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BETHESDA, MD

Past

September 8, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/7/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/2009

General Securities Principal Examination

Current Firm

FINANCIAL POSITIONING SYSTEM, INC

CRD#: 165756 / SEC#:

Maryland

Registered Investment Advisory firm - (1/3/2013 Approved)

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Contact information

Main Address

16001 New Bedford Drive, Derwood, MD 20855

Mailing Address

Phone number

(240) 476-6402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 2,444,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jean-yves F. Van Halle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-yves Florent Van Halle's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL POSITIONING SYSTEM, INC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2005

Series 7

Date: 9/7/2005

Series 24

Date: 7/23/2009

Current Firm

FINANCIAL POSITIONING SYSTEM, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL POSITIONING SYSTEM, INC

TRUST BUT VERIFY

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