Robert Savino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Savino, who also goes by Robert Nicholas Savino, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2013 - January 16, 2015
MORGAN STANLEY
March 20, 2009 - July 15, 2013
OPPENHEIMER & CO. INC.
July 27, 2005 - March 16, 2009
STANFORD GROUP COMPANY
December 1, 2004 - March 17, 2005
JVB FINANCIAL GROUP, LLC
August 3, 2001 - October 14, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 27, 1998 - July 16, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 19, 1995 - August 6, 1998
D.E. FREY & COMPANY, INC.
June 21, 1990 - January 1, 1996
J. B. HANAUER & CO.
April 26, 1990 - June 20, 1990
PARAGON CAPITAL MARKETS, INC.
October 9, 1989 - January 18, 1990
R.W. SMITH & ASSOCIATES, LLC
September 4, 1987 - May 2, 1989
G.I.M.B. MUNICIPAL SECURITIES BROKER
January 16, 1987 - February 20, 1987
IICC - TRADECO, INC.
February 27, 1986 - December 3, 1986
BREAN MURRAY & CO., INC.
October 19, 1983 - March 10, 1986
HARTFIELD, TITUS & DONNELLY, LLC
October 1, 1981 - May 7, 1982
FIRST HUNTINGTON SECURITIES CORP.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
