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LH

Lenore E. Hawkins

CRD#: 5010668
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LH
Lenore Elizabeth Hawkins

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lenore Elizabeth Hawkins, who also goes by Lenore Elizabeth Horton, Lenore Elizabeth VIckery, was a registered financial professional .

Lenore is a previously registered financial professional and started their career in finance in 2010. Lenore had worked at 2 firms and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lenore Elizabeth Horton | Lenore Elizabeth Vickery

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 26, 2011 - January 3, 2023

MERITAS ADVISORS, LLC

RIA
CRD#: 157071
SAN DIEGO, CA
Past

August 17, 2010 - March 31, 2011

MCM WEALTH

RIA
CRD#: 136075
SAN RAFAEL, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/10/2009
Uniform Investment Adviser Law Examination

Current Firm


MA
MERITAS ADVISORS, LLC
MERITAS ADVISORS, LLC

CRD#: 157071 / SEC#:

California
Registered Investment Advisory firm - (1/23/2026 Termination Requested)
Texas
Registered Investment Advisory firm - (1/23/2026 Terminated)
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Contact information


Main Address
4040 Civic Center Dr. Suite 200, San Rafael, CA 94903-4187
Mailing Address
Phone number
(415) 690-8546
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts222
AUM (Assets Under Management)$ 99,416,530

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERITAS ADVISORS, LLC

CRD#: 157071

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