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LH

Lenore E. Hawkins

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CRD#: 5010668
LH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lenore Elizabeth Hawkins, who also goes by Lenore Elizabeth Horton, Lenore Elizabeth VIckery, was a registered financial professional .

Lenore is a previously registered financial professional and started their career in finance in 2010. Lenore had worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lenore Elizabeth Horton | Lenore Elizabeth Vickery

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM THE PRESIDENT AND SOLE SHAREHOLDER OF THE HORTON MANAGEMENT COMPANY WHOSE SOLE PURPOSE IS TO SERVE AS THE TRUSTEE OF THE HORTON INVESTMENT TRUST OF JUNE 24TH, 2005. I HAVE HELD THIS POSITION SINCE DECEMBER 2005. I CURRENTLY DEVOTE APPROXIMATELY 40 HOURS PER MONTH TO THIS POSITION, BUT THAT WILL BE DECLINING SIGNIFICANTLY OVER THE NEXT THREE MONTHS. THIS TIME OCCURS APPROXIMATETLY 20% OF THE TIME DURING TRADING HOURS. MY DUTUIES IN THIS POSITION ARE THOSE TYPICAL AND STANDARD OF ANY TRUSTEE FOR AN IRREVOCABLE TRUST. HORTON INVESTMENT COMPANY ADDRESS 3772 MODENA PLACE SAN DIEGO, CA 92130 I AM ALSO THE PRESIDENT AND OWNER OF PARO CONSULTING WHICH PROVIDES BUSINESS CONSULTING SERVICES. I HAVE HELD THIS POSITION SINCE SEPTEMBER OF 2006. I HAVE HISTORICALLY SPENT ANYWHERE FROM 80 TO 200 HOURS A MONTH IN THIS ROLE, BUT HAVE REDUCED THAT TO 5-10 HOURS PER MONTH IN THE PAST FEW MONTHS. PARO CONSULTING 3772 MODENA PLACE SAN DIEGO, CA 921

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 26, 2011 - January 3, 2023

MERITAS ADVISORS, LLC

RIA
CRD#: 157071
SAN DIEGO, CA
Past

August 17, 2010 - March 31, 2011

MCM WEALTH

RIA
CRD#: 136075
SAN RAFAEL, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/10/2009
Uniform Investment Adviser Law Examination

Current Firm


MA
MERITAS ADVISORS, LLC
MERITAS ADVISORS, LLC

CRD#: 157071 / SEC#:

California
Registered Investment Advisory firm - (5/26/2011 Approved)
Texas
Registered Investment Advisory firm - (3/31/2023 Conditional Restricted)
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Contact information


Main Address
4040 Civic Center Dr. Suite 200, San Rafael, CA 94903-4187
Mailing Address
Phone number
(415) 690-8546
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts222
AUM (Assets Under Management)$ 99,416,530

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERITAS ADVISORS, LLC

CRD#: 157071

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