MM
Michelle L. Mikos
INVESCO ADVISERS
DOWNERS GROVE, IL 60515
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CRD#: 5010544
MM
Michelle L MikosINVESCO ADVISERS
Professional summary
Michelle L Mikos is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Downers Grove, Illinois and INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michelle has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WOMEN IN ETFS; INVESTMENT RELATED; 7501 WISCONSIN AVENUE, SUITE 1000E, BETHESDA, MD 20814; ETF INDUSTRY NETWORKING ORGANIZATION WITH INTENT TO FOSTER, SUPPORT, CONNECT AND ADVOCATE WOMEN IN LEADERSHIP IN FINANCE AND SPECIFICALLY WOMEN IN ETFS ; FOUNDING MEMBER, BOARD MEMBER, SECRETARY; START: 01/2014; 30HRS/MO, 1HR DURING TRADING HOURS; COMPLETING LEGAL DOCUMENTATION FOR OFFICIAL TAX STATUS STRUCTURE. THIS IS A NETWORKING AND EDUCATION ORGANIZATION. (2) MINERVA VENTURES; INVESTMENT RELATED; 13 WINCHESTER ROAD, OXFORD, OX2 6NA, UNITED KINGDOM; TO PROVIDE INDUSTRY KNOWLEDGE AND MENTORSHIP TO WOMEN-FOUNDER AND WOMEN-LED SMALL, PRIVATE, AND/OR START-UP BUSINESSES. THERE IS A VENTURE CAPITAL AND INVEST IN FEMALE FOUNDER COMPONENT OF THIS BUSINESS OF WHICH I WILL NOT BE PART.; NON-EXECUTIVE, NON-COMPENSATED, NON-BOARD ADVISOR TO EXECUTIVE NETWORKING PROGRAM; START: 07/2021; 02HRS/MO, NOT DURING TRADING HOURS; MINERVA VENTURE HAS TWO KEY COMPONENTS: 1) A NEWLY ESTABLISHED VENTURE CAPITAL FUND THAT EXPRESSLY SEEKS TO INVEST IN FEMALE FOUNDER AND FEMALE LED BUSINESSES, AND 2) A GLOBAL EXECUTIVE WOMEN NETWORK THAT CONNECTS MENTORS TO MENTEES. I WILL HAVE ABSOLUTELY NO INVOLVEMENT IN THE VENTURE CAPITAL SIDE OF MINERVA'S BUSINESS AND I HAVE MADE THIS CLEAR TO THE FOUNDERS. I WILL NOT INTRODUCE THEM TO DEALS, I WILL NOT BE A PART OF DEAL DUE DILIGENCE, I WILL HAVE NO INVOLVEMENT IN OVERSIGHT OF OR CONNECTION TO FUNDS. MY ROLE WILL FOCUS ON THE GLOBAL EXECUTIVE WOMEN NETWORK. THIS NETWORK - ROOTED IN VOLUNTEER MENTOR MBAS FROM OXFORD AND CAMBRIDGE - WILL CONNECT WOMEN IN ANY INDUSTRY NEWER IN THEIR CAREERS TO WOMEN MORE ESTABLISHED IN THEIR CAREERS. I WILL HELP INTRODUCE MINERVA TO FEMALE MENTORS IN MY PERSONAL NETWORK ACROSS US ASSET MANAGEMENT AND US ETFS. I WILL ACT AS A MENTOR IN THIS NETWORK AS WELL. MENTORSHIP FOCUSES ON PROFESSIONAL DEVELOPMENT - PROFESSIONAL EQ, SKILLS DEVELOPMENT, HOW TO BUILD A NETWORK AND LEARN NEW TRADES, ETC. - AND WILL NOT FOCUS ON INVESTMENT MANAGEMENT EDUCATION OR IDEATION. MY ROLE IS NOT A BOARD ROLE. MY ROLE IS NOT A DIRECTOR ROLE. I WILL RECEIVE NO COMPENSATION. (3) UNIVERSITY OF OXFORD: INFORMAL INVESTING DISCUSSION GROUP WITH 3 STUDENTS FROM MBA PROGRAM GRADUATED 2022; NOT INVESTMENT RELATED; UNIVERSITY OF OXFORD, OXFORD, OX 12JD, UK; I GRADUATED FROM A MBA PROGRAM AT THE UNIVERSITY OF OXFORD IN 2022. 3 OF MY FRIENDS AND CLASSMATES HAVE AN INFORMAL INVESTMENT DISCUSSION GROUP: WE DISCUSS MARKETS, AND ONE OF THE OTHER STUDENTS RUNS A HYPOTHETICAL MODEL PORTFOLIO WHERE NO REAL TRADES TAKE PLACE AND NO MONEY ACTUALLY FOLLOWS IT - ALL SOLELY HYPOTHETICAL AND FOR ILLUSTRATIVE PURPOSES ONLY. THIS IS NOT A FORMAL INVESTMENT CLUB, RATHER A STUDY GROUP THAT IS CONTINUING TO KEEP IN TOUCH FOLLOWING MY MBA PROGRAM - FELLOW FINANCE STUDENTS. I WILL BE FOLLOWING ALL RULES OF OUR INDUSTRY - NOT GIVING RECOMMENDATIONS, NOT GIVING ANY INVESCO NON PUBLIC INFORMATION. I MAY FROM TIME TO TIME USE INVESCO WEBSITE, MORNINGSTAR, BLOOMBERG TO LOOK UP PUBLIC DATA LIKE PERFORMANCE AND FLOWS THAT WILL BE USED IN OUR DISCUSSIONS; PLEASE NOTE THAT I RESPONDED "NO" TO THE QUESTION ABOVE ON INVESTMENT RELATED BECAUSE THIS IS NOT A BUSINESS; START: 11/2022; 1-2 HRS A QUARTER, 1- 2 HRS A QUARTER DURING TRADING HOURS; THIS INFORMAL INVESTMENT DISCUSSION STUDY GROUP MEETS 1-2X A QUARTER TO DISCUSS MARKETS, FINANCIAL HEADLINES, AND A HYPOTHETICAL MODEL RUN BY ONE OF MY CLASSMATES.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle L Mikos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2015 - Present
INVESCO ADVISERS, INC.
Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515RIA
CRD#: 105360
DOWNERS GROVE, IL
Current
September 18, 2006 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515BD
CRD#: 7369
DOWNERS GROVE, IL
Past
May 23, 2006 - September 18, 2006
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
WHEATON, IL
Past
October 11, 2005 - April 4, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
RIVERWOODS, IL
Past
September 26, 2005 - April 4, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/16/2010)
RR
Alaska(2/16/2010)
RR
Arizona(2/16/2010)
RR
Arkansas(2/16/2010)
RR
California(2/16/2010)
RR
Colorado(9/18/2006)
RR
Connecticut(2/16/2010)
RR
Delaware(2/16/2010)
RR
District of Columbia(2/16/2010)
RR
Florida(2/16/2010)
RR
Georgia(2/16/2010)
RR
Hawaii(2/16/2010)
RR
Idaho(2/16/2010)
RR
Illinois(9/18/2006)
RR
Indiana(2/16/2010)
RR
Iowa(9/18/2006)
RR
Kansas(2/16/2010)
RR
Kentucky(2/16/2010)
RR
Louisiana(2/16/2010)
RR
Maine(2/16/2010)
RR
Maryland(2/16/2010)
RR
Massachusetts(2/16/2010)
RR
Michigan(2/16/2010)
RR
Minnesota(9/18/2006)
RR
Mississippi(2/16/2010)
RR
Missouri(2/16/2010)
RR
Montana(9/18/2006)
RR
Nebraska(9/18/2006)
RR
Nevada(2/16/2010)
RR
New Hampshire(2/16/2010)
RR
New Jersey(2/16/2010)
RR
New Mexico(2/16/2010)
RR
New York(2/16/2010)
RR
North Carolina(2/16/2010)
RR
North Dakota(9/18/2006)
RR
Ohio(2/16/2010)
RR
Oklahoma(2/16/2010)
RR
Oregon(2/16/2010)
RR
Pennsylvania(2/16/2010)
RR
Puerto Rico(2/16/2010)
RR
Rhode Island(2/16/2010)
RR
South Carolina(2/16/2010)
RR
South Dakota(9/18/2006)
RR
Tennessee(2/16/2010)
RR
Texas(2/16/2010)
IAR
Texas(6/19/2015)
RR
Utah(9/18/2006)
RR
Vermont(2/16/2010)
RR
Virgin Islands(2/16/2010)
RR
Virginia(2/16/2010)
RR
Washington(2/16/2010)
RR
West Virginia(2/16/2010)
RR
Wisconsin(2/16/2010)
RR
Wyoming(9/18/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)Loading...
Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
