Nicholas S. Sutro

ONYX BRIDGE WEALTH GROUP LLC

White Plains, NY

Some features on this profile are disabled

CRD#: 5010485

Professional summary

Nicholas Stephen Sutro, who also goes by Nicholas Sutro, is a registered financial advisor currently at ONYX BRIDGE WEALTH GROUP LLC located in White Plains, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nicholas has worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Sutro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed Insurance. Investment Related. Located at 120 White Plains Road, Suite 115, Tarrytown, NY 10591. Nature - Fixed / Traditional Insurance. Position - Agent. Start - 06/2009. 5 hours per month, all during trading hours. Duties - Sales of Fixed / Traditional insurance products. 2) Nicholas Sutro Trustee on Supplemental Needs Trust FBO Michael Nolan. Investment related. Located at Morgan Stanley, 2000 Westchester Ave., Purchase, NY 10577. Nature - manage an investment account for brother-in-law. Start - 01/2009. 0.1 hours per month, all during trading hours. Duties - trustee on investment account.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Stephen Sutro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2022 - Present

ONYX BRIDGE WEALTH GROUP LLC

RIA

CRD#: 306097

White Plains, NY

Past

September 2, 2022 - July 14, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tarrytown, NY

Past

June 1, 2009 - September 30, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Purchase, NY

Past

June 1, 2009 - September 30, 2022

MORGAN STANLEY

CRD#: 149777

Purchase, NY

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PURCHASE, NY

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

October 31, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MT. KISKO, NY

Past

October 12, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MT. KISKO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONYX BRIDGE WEALTH GROUP LLC

CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA

Registered Investment Advisory firm - (2/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/6/2022)

IAR

New York
(9/2/2022)

IAR

Texas
(9/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/27/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 11/8/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/11/2005

General Securities Representative Examination

Current Firm

ONYX BRIDGE WEALTH GROUP LLC

CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA

Registered Investment Advisory firm - (2/6/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 White Plains Road Suite 115, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 909-6699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2A APP 1 - WRAP BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	3,852
AUM (Assets Under Management)	$ 1,000,901,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas S. Sutro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Stephen Sutro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ONYX BRIDGE WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2005

SIE

Date: 10/1/2018

Series 3

Date: 12/27/2005

Series 31

Date: 11/8/2005

Series 7

Date: 10/11/2005

Current Firm

ONYX BRIDGE WEALTH GROUP LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONYX BRIDGE WEALTH GROUP LLC

TRUST BUT VERIFY

Similar Advisors