Jerry R. Tanner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Ross Tanner was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1976. Jerry had worked at 9 firms and has passed the Series 63, Series 5, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1998 - December 31, 1999
BMA FINANCIAL SERVICES, INC.
June 21, 1995 - July 11, 1996
CUNA BROKERAGE SERVICES, INC.
November 7, 1994 - May 25, 1995
NATIONAL PLANNING CORPORATION
February 12, 1992 - December 31, 1992
PFS INVESTMENTS INC.
July 24, 1989 - January 18, 1990
MORGAN STANLEY DW INC.
May 2, 1983 - May 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
April 2, 1982 - April 25, 1983
SWINK & COMPANY, INC.
February 27, 1980 - October 6, 1980
SWINK & COMPANY, INC.
March 27, 1979 - March 15, 1980
POWELL & SATTERFIELD, INC.
October 23, 1978 - April 18, 1979
SWINK & COMPANY, INC.
March 28, 1978 - May 24, 1978
BRITTENUM & ASSOCIATES, INC.
April 12, 1976 - July 23, 1977
SWINK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 5/30/1984
Interest Rate Options ExaminationSeries 8
Date: 1/29/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BMA FINANCIAL SERVICES, INC.
CRD#: 7943 / SEC#: , 8-23717
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUSINESS MEN'S ASSURANCE COMPANY OF AMERICA | PARENT COMPANY | |
| DEARDORFF, MICHAEL KENT | DIRECTOR | 1435805 |
| FILING, NICHOLAS ANTHONY | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 207502 |
| HEIDKAMP, MARGARET MARY | SECRETARY/DIRECTOR | 2461319 |
| HESSLING, RAYMOND ROBERT JR | CHIEF COMPLIANCE OFFICER | |
| HIGLEY, DAVID LEE | DIRECTOR | 2090115 |
| HUSE, FRED LEO | VICE PRESIDENT-SALES AND MARKETING | 253874 |
| ISRAELITE, AARON | SROP/CROP | 2228819 |
| JENNINGS, JOHN STEPHEN | FINOP | 2287506 |
| JENNINGS, JOHN STEPHEN | TREASURER | 2287506 |
| RAKICH, ROBERT THOMAS | CHAIRMAN OF BOARD/CEO/DIRECTOR | 2440050 |
| SODEN, STEPHEN STANLEY | PRESIDENT/MP/DIRECTOR | 430066 |
| SWEENEY, SUSAN A. | DIRECTOR |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
