Joseph Mcwilliams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Mcwilliams, who also goes by Bud Mcwilliams, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1976. Joseph had worked at 19 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1998 - October 25, 1999
ATLANTIC GROUP SECURITIES, INC.
May 24, 1996 - July 26, 1996
AMUNI FINANCIAL, INC.
March 10, 1995 - September 14, 1995
GMS GROUP
May 18, 1994 - November 1, 1994
GILMORE SECURITIES & CO.
June 29, 1992 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
September 9, 1991 - October 15, 1991
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 11, 1991 - June 28, 1991
GKN SECURITIES CORP.
October 25, 1990 - May 24, 1991
FIRST EQUITY CORPORATION OF FLORIDA
May 8, 1990 - October 19, 1990
R.B. WEBSTER INVESTMENTS, INC.
November 13, 1989 - April 27, 1990
H.J. MEYERS & CO., INC.
July 21, 1989 - November 21, 1989
G. K. SCOTT & CO., INC.
May 10, 1989 - June 21, 1989
G. K. SCOTT & CO., INC.
September 30, 1988 - September 22, 1989
PROFILE INVESTMENTS CORPORATION
February 11, 1988 - September 29, 1988
YAEGER SECURITIES, INC.
November 25, 1985 - December 21, 1987
JAMES J. DUANE & CO., INC.
March 5, 1982 - September 20, 1985
HERBERT J. SIMS & CO, INC.
February 2, 1982 - March 3, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
April 19, 1979 - January 17, 1982
JAMES J. DUANE & CO., INC.
August 1, 1978 - January 14, 1979
LEGG MASON WARREN YORK, INC.
April 27, 1977 - July 14, 1978
BEVILL, BRESLER & SCHULMAN INCORPORATED
September 14, 1976 - October 20, 1981
J. J. BRADLEY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLANTIC GROUP SECURITIES, INC.
CRD#: 42194 / SEC#: , 8-49746
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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