John G. Jacobson

TL PRIVATE WEALTH

San Luis Obispo, CA 93401

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CRD#: 5010016

Professional summary

John Gregory Jacobson is a registered financial advisor currently at TL PRIVATE WEALTH located in San Luis Obispo, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gregory Jacobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2018 - Present

TL PRIVATE WEALTH

Office #1: 890 Monterey St Suite A, San Luis Obispo, CA 93401

RIA

CRD#: 167818

San Luis Obispo, CA

Past

January 21, 2011 - October 30, 2018

TD AMERITRADE, INC.

RIA

CRD#: 10582

MISSION VIEJO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TL PRIVATE WEALTH

CRD#: 167818 / SEC#: 801-110449

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Texas

Registered Investment Advisory firm - (4/24/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/4/2022)

IAR

Texas
(10/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2005

General Securities Representative Examination

Current Firm

TL PRIVATE WEALTH

CRD#: 167818 / SEC#: 801-110449

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Texas

Registered Investment Advisory firm - (4/24/2017 Terminated)

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Contact information

Main Address

165 S Kimball Ave Suite 120, Southlake, TX 76092

Mailing Address

Phone number

(682) 831-1048

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - DUSTIN RICHARD TONDRE (3/28/2025)

ADV PART 2B - BRAD CHRISTIAN LITTLE (3/28/2025)

ADV PART 2A - TL PRIVATE WEALTH (3/28/2025)

ADV PART 2B - JOHN JACOBSON (3/28/2025)

ADV PART 2B - JEFF BYRUM (3/28/2025)

Regulatory assets under management

Total Number of Accounts	662
AUM (Assets Under Management)	$ 328,264,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John G. Jacobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gregory Jacobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

CAPITAL ONE INVESTMENTS, LLC

CAPITAL ONE INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

TL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2005

Current Firm

TL PRIVATE WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TL PRIVATE WEALTH

TRUST BUT VERIFY

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