Rishi Gautam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rishi Gautam, who also goes by Rishi G Ramnarain, Rishi Gowtam Ramnarain, was a registered financial professional .
Rishi is a previously registered financial professional and started their career in finance in 2005. Rishi had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2010 - May 1, 2018
PRAGMA STRATEGIES
January 21, 2009 - February 18, 2010
BARCLAYS CAPITAL INC.
September 22, 2008 - February 18, 2010
BARCLAYS CAPITAL INC.
June 29, 2007 - October 15, 2008
LEHMAN BROTHERS INC.
June 29, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
October 11, 2005 - July 19, 2007
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
PRAGMA STRATEGIES
CRD#: 152021 / SEC#: 801-70787
Contact information
Red Flags
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