Frederick L. Gorsetman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Lee Gorsetman, who also goes by Frederich Lee Gorsetman, Frederick Lee Grosetman, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1976. Frederick had worked at 6 firms and has passed the SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2015 - June 9, 2015
ENCLAVE CAPITAL LLC
June 20, 1989 - December 31, 2013
PALICO LLC
June 26, 1985 - June 30, 1987
WESTPAC POLLOCK & CO. INC.
July 27, 1981 - June 6, 1985
MABON, NUGENT & CO.
January 24, 1980 - June 22, 1981
WESTPAC POLLOCK & CO. INC.
August 25, 1978 - April 3, 1980
GORSETMAN & CO.
February 11, 1976 - July 9, 1978
MATTHEWS & WRIGHT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
