Kylee Zane

BEACON CAPITAL

Cedar Rapids, IA 52402

Some features on this profile are disabled

CRD#: 5009525

Professional summary

Kylee Zane, who also goes by Kylee Jo Estenson, Kylee Jo Zane, is a registered financial advisor currently at BEACON CAPITAL, LLC located in Cedar Rapids, Iowa.

Kylee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kylee has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kylee Jo Estenson | Kylee Jo Zane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CURRENTLY A LICENSED INSURANCE AGENT BUT WILL NOT BE SELLING INSURANCE AT THIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kylee Zane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2019 - Present

BEACON CAPITAL, LLC

Office #1: 375 Collins Road Ne, Suite 120, Cedar Rapids, IA 52402

RIA

CRD#: 286316

Cedar Rapids, IA

Past

January 3, 2011 - July 12, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CEDAR RAPIDS, IA

Past

January 3, 2011 - July 12, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CEDAR RAPIDS, IA

Past

November 14, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CEDAR RAPIDS, IA

Past

October 4, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON CAPITAL, LLC

CRD#: 286316 / SEC#: 801-120315

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Illinois

Registered Investment Advisory firm - (2/17/2021 Terminated)

Iowa

Registered Investment Advisory firm - (2/17/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (3/15/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(7/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2005

General Securities Representative Examination

Current Firm

BEACON CAPITAL, LLC

CRD#: 286316 / SEC#: 801-120315

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Illinois

Registered Investment Advisory firm - (2/17/2021 Terminated)

Iowa

Registered Investment Advisory firm - (2/17/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (3/15/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/17/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

375 Collins Road Ne, Suite 120, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 389-4371

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (1/10/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 176,237,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nelson Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ

Dustin Brown

PFS INVESTMENTS INC.

DULUTH, GA

Katherine Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kylee Zane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kylee Zane's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

BEACON CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2005

Current Firm

BEACON CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors