AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MM

Maitram H. Merkt

Some features on this profile are disabled
CRD#: 5009451
MM
Maitram H. Merkt

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maitram H. Merkt, who also goes by Mai Huynh, Maitram P. Huynh, Mai Huynh Merkt, Maitram P. Merkt, was a registered financial professional .

Maitram is a previously registered financial professional and started their career in finance in 2005. Maitram had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Aliases

Mai Huynh | Maitram P. Huynh | Mai Huynh Merkt | Maitram P. Merkt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Date of OBA: 10/18/2024 Title of OBA: Hollywood Schoolhouse Address of OBA: hshla.org Title/Duties: Parent Association Executive Board - Assist with community events give back to the Hollywood Schoolhouse and foster community by connecting families students faculty and staff. Investment Related: No Hours per quarter: 0-1 During Trading hours: 0 MAI MERKT & MERKT FAMILY TRUST POSITION: Property Owner NATURE: The properties are under the Merkt Family Trust. The Trust does not have any business connection with Wells Fargo and is strictly a family trust. Rental income properties on: 77 Adeline Ave, San Jose, 95136, CA 5707 S 31st Drive, Phoenix, AZ. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 403 N Irving Blvd, Los Angeles CA 90004, United States DESCRIPTION: Accepting payments and coordinating with property manager on maintenance on the rental properties. The rental income was received prior to joining WFAM. 8/13/2023-NEW OBA: 403 N. Irving Blvd, Los Angeles, CA 90004) into an LLC-Rental property 1.)Address of OBA: 403 N. Irving Blvd, Los Angeles, CA 90004 (Start of Rental-8/13/23) 2.)How is ownership held-both titled and office (Office held: Owner, president, etc. is it in a trust, LLC?) LLC 3.)Date of the establishment: TBD sometime in August 4.)Do you receive income from this activity? TBD on income. 5.)How many hours per month do you work at this activity? 1-3 hours 6.)Do you engage in this activity during trading hours? If so, how many per week? No 7.)Is there a conflict in engaging in this activity and your work at Allspring? No 8.)Additional comments: None

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 27, 2016 - July 23, 2026

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Los Angeles, CA
Past

July 9, 2010 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

July 8, 2010 - July 23, 2026

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
LOS ANGELES, CA
Past

March 30, 2006 - June 22, 2010

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SAN JOSE, CA
Past

October 6, 2005 - June 22, 2010

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/27/2015
General Securities Principal Examination

Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
Loading...

Contact information

Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
714

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 20, 2026 2A BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts10,118
AUM (Assets Under Management)$ 324,654,889,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841

TRUST BUT VERIFY

Monitor Maitram Merkt

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.