Trevor M. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Michael Cohen, who also goes by Trevor M Chen, Trevor M Cohen, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2014. Trevor had worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2014 - October 1, 2019
SKYSTONE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 79
Passed: 1/27/2014
Current Firm
SKYSTONE SECURITIES, LLC
CRD#: 131953 / SEC#: , 8-66529
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETRO CAPITAL SECURITIES HOLDINGS, LLC | SOLE MEMBER | |
| NEWTON, ROSSER COKE | MANAGING MEMBER/DESIGNATED PRINCIPAL/CCO | 2616702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
