John T. Booth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Twomey Booth, who also goes by Jay Booth, John Twoney Booth, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1976. John had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2002 - August 4, 2003
RED-HORSE SECURITIES, LLC
December 6, 2001 - July 16, 2002
REDWOOD BROKERAGE LLC
July 26, 2001 - October 25, 2001
NATIVE NATIONS SECURITIES, INC.
March 20, 1998 - July 16, 2001
CROWN FINANCIAL GROUP, INC.
October 2, 1997 - January 2, 1998
WHELAN SECURITIES INC
January 30, 1992 - November 8, 1994
GLOBAL PARTNERS SECURITIES INC.
May 11, 1984 - February 18, 1992
JERSEY CAPITAL MARKETS GROUP INC.
July 26, 1979 - October 30, 1984
THOMSON MCKINNON SECURITIES INC.
February 11, 1976 - August 13, 1979
MATTHEWS & WRIGHT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RED-HORSE SECURITIES, LLC
CRD#: 104169 / SEC#: , 8-52634
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RED-HORSE HOLDING CORP. | OWNER 100% INTEREST | |
| BASMAGY, JERARD | GENERAL SECURITIES PRINCIPAL, COMPLIANCE OFFICER, AND FINANCIAL & OPERATIONS PRINCIPAL | 1358181 |
| LENNON, PAUL THOMAS | MEMBER OF MANAGMENT COMMITTEE | 2046208 |
| REDHORSE, VALERIE ROCHELLE LITTLE STAR | GENERAL SECURITIES PRINCIPAL | 3160944 |
| RYAN, MARY LOU | INTERIM PRESIDENT /CEO | 850474 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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