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JB

John Twomey Booth

CRD# 500907·Registered 1976 - 2003
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Twomey Booth, who also goes by Jay Booth, John Twoney Booth, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1976 - 2003. John had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Booth, John Twoney Booth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

RED-HORSE SECURITIES, LLC·CRD# 104169
BD
Bridgewater, NJ
July 17, 2002 - August 4, 2003
REDWOOD BROKERAGE LLC·CRD# 39416
BD
New York, NY
December 6, 2001 - July 16, 2002
NATIVE NATIONS SECURITIES, INC.·CRD# 334
BD
Jersey City, NJ
July 26, 2001 - October 25, 2001
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
March 20, 1998 - July 16, 2001
WHELAN SECURITIES INC·CRD# 32798
BD
Lakeville, CT
October 2, 1997 - January 2, 1998
GLOBAL PARTNERS SECURITIES INC.·CRD# 19606
BD
Fort Lauderdale, FL
January 30, 1992 - November 8, 1994
JERSEY CAPITAL MARKETS GROUP INC.·CRD# 14406
BD
May 11, 1984 - February 18, 1992
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
July 26, 1979 - October 30, 1984
MATTHEWS & WRIGHT, INC.·CRD# 7025
BD
February 11, 1976 - August 13, 1979

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Current Firm

RS
RED-HORSE SECURITIES, LLC

DUBLIN RESEARCH INSTITUTE, LLC | RED-HORSE SECURITIES, LLC

CRD#: 104169 / SEC#: 8-52634
BD
Terminated by SEC on 04/01/2005

Contact Information

Established

Delaware since 05/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RED-HORSE HOLDING CORP.OWNER 100% INTEREST—
BASMAGY, JERARDGENERAL SECURITIES PRINCIPAL, COMPLIANCE OFFICER, AND FINANCIAL & OPERATIONS PRINCIPAL1358181
LENNON, PAUL THOMASMEMBER OF MANAGMENT COMMITTEE2046208
REDHORSE, VALERIE ROCHELLE LITTLE STARGENERAL SECURITIES PRINCIPAL3160944
RYAN, MARY LOUINTERIM PRESIDENT /CEO850474

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1979About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1987About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1983About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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