Neal T. Heslor

CLARK ASSET MANAGEMENT

ONTARIO, NY

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CRD#: 5009061

Professional summary

Neal Todd Heslor, who also goes by Neal Heslor, is a registered financial advisor currently at CLARK ASSET MANAGEMENT, LLC located in Ontario, New York.

Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Neal has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neal Heslor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Todd Heslor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

CLARK ASSET MANAGEMENT, LLC

RIA

CRD#: 284480

ONTARIO, NY

Past

May 7, 2021 - July 18, 2023

COBBLESTONE CAPITAL ADVISORS, LLC

RIA

CRD#: 108023

ROCHESTER, NY

Past

May 28, 2014 - April 3, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSFORD, NY

Past

May 27, 2014 - April 3, 2017

LPL FINANCIAL LLC

CRD#: 6413

PITTSFORD, NY

Past

March 17, 2008 - June 27, 2014

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARK ASSET MANAGEMENT, LLC

CRD#: 284480 / SEC#: 801-120465

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2008

General Securities Representative Examination

Current Firm

CLARK ASSET MANAGEMENT, LLC

CRD#: 284480 / SEC#: 801-120465

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2021 Terminated)

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Contact information

Main Address

Stratham, NH

Mailing Address

Phone number

(603) 237-1341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 A AND B (3/12/2025)

Regulatory assets under management

Total Number of Accounts	955
AUM (Assets Under Management)	$ 778,339,310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Neal T. Heslor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Todd Heslor's CRS (Customer Relationship Summary).

Certified licenses

Experience

COBBLESTONE CAPITAL ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ENSEMBLE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CLARK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2008

SIE

Date: 4/3/2017

Series 7

Date: 1/29/2008

Current Firm

CLARK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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