Larry B. Ade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Bern Ade was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1976. Larry had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2002 - January 13, 2022
COOPER MALONE MCCLAIN, INC.
November 23, 2001 - January 13, 2022
COOPER MALONE MCCLAIN, INC.
May 24, 1993 - December 7, 2001
UBS FINANCIAL SERVICES INC.
November 6, 1989 - June 3, 1993
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 12, 1988 - November 11, 1989
MID-CONTINENT INVESTMENTS, INC.
October 1, 1984 - December 8, 1987
RANSON & COMPANY, INC.
June 14, 1976 - October 2, 1984
MID-CONTINENT INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COOPER MALONE MCCLAIN, INC.
CRD#: 18637 / SEC#: , 8-36959
Contact information
Disclosures
| Regulatory Event | 3 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
