Charles G. Salisbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Glen Salisbury, who also goes by Chuck Salisbury, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 14 firms and has passed the Series 63, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1995 - August 22, 1997
CAMDEN FINANCIAL SERVICES
March 31, 1993 - February 1, 1994
PACIFIC SUMMIT SECURITIES
April 8, 1992 - February 17, 1993
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
March 27, 1991 - April 1, 1991
HOLFORD SECURITIES (U.S.), INC.
July 16, 1986 - October 31, 1990
PRUDENTIAL EQUITY GROUP, LLC
September 23, 1983 - July 14, 1986
LEHMAN BROTHERS INC.
August 25, 1983 - September 6, 1983
RAUSCHER PIERCE REFSNES, INC.
July 6, 1982 - August 22, 1983
CITIGROUP GLOBAL MARKETS INC.
November 7, 1981 - August 12, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
December 20, 1979 - July 26, 1981
MUNICICORP OF CALIFORNIA
April 10, 1979 - December 9, 1979
HERETH, ORR & JONES, INC.
June 30, 1978 - April 2, 1979
KARSCH & CO., INC.
February 21, 1978 - August 10, 1978
SUTRO & CO. INCORPORATED
December 15, 1976 - March 15, 1978
CALIFORNIA MUNICIPAL INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/24/1978
Registered Principal ExaminationCurrent Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
