Kathryn J. Jay

SPARTAN WEALTH MANAGEMENT

BINGHAM FARMS, MI 48025

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CRD#: 5008770

Professional summary

Kathryn J Jay, who also goes by Kathryn Jane Jay, Kathryn Jay, Katie Jay, Kathryn Jane Lentz, Katie Lentz, is a registered financial advisor currently at SPARTAN WEALTH MANAGEMENT located in Bingham Farms, Michigan and LPL FINANCIAL LLC located in Birmingham, Michigan.

Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kathryn has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Kathryn Jane Jay | Kathryn Jay | Katie Jay | Kathryn Jane Lentz | Katie Lentz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/2026 - Spartan Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/8/2026

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn J Jay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

SPARTAN WEALTH MANAGEMENT

Office #1: 32600 Telegraph Road Suite 200, Bingham Farms, MI 48025

RIA

CRD#: 331719

BINGHAM FARMS, MI

Current

May 8, 2026 - Present

LPL FINANCIAL LLC

Office #2: 32600 Telegraph Rd Ste 200, Bingham Farms, MI 48025

RIA

CRD#: 6413

BIRMINGHAM, MI

Past

October 5, 2009 - May 26, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TROY, MI

Past

October 5, 2009 - May 26, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TROY, MI

Past

June 18, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

ST. CHARLES, IL

Past

May 5, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

ST. CHARLES, IL

Past

January 1, 2008 - May 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. CHARLES, IL

Past

January 1, 2008 - May 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. CHARLES, IL

Past

June 26, 2007 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

ST. CHARLES, IL

Past

December 15, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. CHARLES, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPARTAN WEALTH MANAGEMENT

SPARTAN WEALTH ADVISORY SERVICES LLC | SPARTAN WEALTH MANAGEMENT

CRD#: 331719 / SEC#: 801-131368

RIA

Registered Investment Advisory firm - (10/28/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(5/8/2026)

IAR

Michigan
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SPARTAN WEALTH MANAGEMENT

SPARTAN WEALTH ADVISORY SERVICES LLC | SPARTAN WEALTH MANAGEMENT

CRD#: 331719 / SEC#: 801-131368

RIA

Registered Investment Advisory firm - (10/28/2024 Approved)

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Contact information

Main Address

32600 Telegraph Road Suite 200, Bingham Farms, MI 48025

Mailing Address

Phone number

(248) 297-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPARTAN WEALTH MANAGEMENT DISCLOSURE BROCHURE (2/13/2026)

Regulatory assets under management

Total Number of Accounts	1,179
AUM (Assets Under Management)	$ 1,484,197,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathryn J. Jay

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn J Jay's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

SPARTAN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2006

FINRA

Current Firm

SPARTAN WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPARTAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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