Fred V. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred V. Shaw was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 2005. Fred had worked at 1 firm and has passed the Series 65 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2005 - September 19, 2012
ROBERT D. SHAW PORTFOLIO MANAGEMENT
State Registrations and Notice Filings
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Current Firm
ROBERT D. SHAW PORTFOLIO MANAGEMENT
CRD#: 136479 / SEC#:
Contact information
Red Flags
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